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FINRA Awards for Lucienne Carasso Bulow

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0318705/22/2019Claimant(s): National Securities Corporation, Forte Capital Group.
Claimant Lawyers(s): Timothy Feil
Respondent(s): Nathaniel Clay
Respondent Lawyers(s): Nathaniel Clay
Arbitrator(s): Lucienne Carasso Bulow, Douglas F. Stone, Ira S. Cure
Hearing Site: New York, NY
15-0253507/21/2017Claimant(s): UBS Financial Services Inc., UBS Credit Corp
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Shawn Hanna
Respondent Lawyers(s): Shawn Hanna
Arbitrator(s): Lucienne Carasso Bulow, Mary P. Bass, Marc Adam Sherman
Hearing Site: New York, NY
08-0000305/19/2009Claimant(s): Irene Ng
Claimant Lawyers(s): Anthony M. Abraham
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Scott Clark
Respondent Lawyers(s): Julianne L. Peck, Ronald C. Minkoff
Arbitrator(s): Lucienne Carasso Bulow, Frank Irizarry, Bruce K. Isenberg
Hearing Site: New York, NY

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