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FINRA Awards for Joseph J. Sullivan

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0357201/30/2009Claimant(s): CIBC World Markets Corp.
Claimant Lawyers(s): Joseph J. Sullivan
Respondent(s): Robert Lynn
Respondent Lawyers(s): Gilbert W. Boyce
Arbitrator(s): Wendie L. Wachtel, Maurice R. Dunie, Emily Eiselman Hunter
Hearing Site: Washington, DC
06-0425212/15/2008Claimant(s): Michael Cohen
Claimant Lawyers(s): Jeffrey L. Cox
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Joseph J. Sullivan
Arbitrator(s): Guy K. Stewart, Martin A. Feigenbaum, Bernice Leah Stander
Hearing Site: Boca Raton, FL
04-0313411/17/2008Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): CIBC World Markets Corp., Sami Daher
Respondent Lawyers(s): Joseph J. Sullivan, Sami N. Daher
Arbitrator(s): Steven Samson, John E. Sundeen, A. Brad Busscher
Hearing Site: Chicago, IL

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