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FINRA Awards for Joseph J. Sullivan

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0281407/08/2016Claimant(s): Marina Dedivanovic
Claimant Lawyers(s): Joseph J. Sullivan
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
Checkmark IconExpungement
08-0290804/21/2011Claimant(s): Advanced Delivery & Chemical Systems Hol
Claimant Lawyers(s): Joseph J. Sullivan
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): William D. Briendel
Arbitrator(s): George Sommerfeld, David S. Paul, Herbert N. Fishman
Hearing Site: New York, NY
Checkmark Icon$0

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