20-02913 | 03/19/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Bradley Gardner Respondent Lawyers(s): Bradley Everett Gardner Arbitrator(s): Jeffrey M. Allen Hearing Site: San Francisco, CA
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20-02212 | 02/02/2021 | Claimant(s): Jacob Goddard Claimant Lawyers(s): James P Galvin Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Jeffrey M. Allen Hearing Site: Salt Lake City, UT
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17-00085 | 09/18/2017 | Claimant(s): Xi Chen Claimant Lawyers(s): Xi Chen Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Ian Ross Arbitrator(s): William C. Pack, Jeffrey M. Allen, Arocles Aguilar Hearing Site: San Francisco, CA
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16-03593 | 08/16/2017 | Claimant(s): Douglas Bielefeldt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Jeffrey M. Allen Hearing Site: Portland, OR
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13-02844 | 07/15/2014 | Claimant(s): Susquehanna International Group, LLP, Susquehanna Financial Group Claimant Lawyers(s): Brian Sopinsky Respondent(s): Xiaozheng Liu Respondent Lawyers(s): Xiaozheng Liu Arbitrator(s): Jeffrey M. Allen Hearing Site: San Francisco, CA
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08-00200 | 07/23/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Crystal Masset, Steve Russell, Timothy Hartman Respondent Lawyers(s): Diane C. Fischer, Mark H. Gunderson Arbitrator(s): Helen Marinak Blohm, Jeffrey M. Allen, Edward J. Harkins Hearing Site: Reno, NV
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04-00850 | 11/16/2007 | Claimant(s): Dane Faber Claimant Lawyers(s): Phyllis E. Andelin Respondent(s): Carl Martellaro, First Securities USA., C. Martellaro TTEE First Securities Respondent Lawyers(s): H Thomas Fehn, Ken Baker Arbitrator(s): Laura Effel, Jeffrey M. Allen, Joseph M. O'Connor Hearing Site: San Francisco, CA
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