FINRA Awards for Carol L. Roslund

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-02439	09/19/2022	Claimant(s): Clark Brothers Investments Claimant Lawyers(s): Jason R. Clark Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Robyn C. Crowther Arbitrator(s): Langdon T. Owen, Margaret Ann Barrington, Carol L. Roslund Hearing Site: Denver, CO
16-00293	12/13/2018	Claimant(s): John Everson, Rosalie Everson Claimant Lawyers(s): James Thomaidis Respondent(s): Edward Jones Respondent Lawyers(s): Thomas H. Wagner Arbitrator(s): Ilene T. Gormly, Marilyn R. Lewis, Carol L. Roslund Hearing Site: Denver, CO