17-02070 | 07/03/2018 | Claimant(s): Jenny Chu, Kenneth Jo Claimant Lawyers(s): Sylvia M Scott Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Erin Weesner-McKinley Arbitrator(s): John Alen DeRosa, Michael M. Hachigian, Robert Ronne Hearing Site: Los Angeles, CA
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17-00532 | 12/28/2017 | Claimant(s): Aaron Delsignore Claimant Lawyers(s): Cory Braddock Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Erin Weesner-McKinley Arbitrator(s): Michael John Florio Hearing Site: Las Vegas, NV
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16-00860 | 11/23/2016 | Claimant(s): Joshua Schneider Claimant Lawyers(s): George S. Mahaffey Respondent(s): Jot Khalsa, UBS Financial Services Inc. Respondent Lawyers(s): Erin Weesner-McKinley, Jot Kaur Khalsa Arbitrator(s): Donald N. Tolin, Paul A. Krepinski, Michael Lancaster Garcia Hearing Site: Albuquerque, NM
| | Expungement |
15-01493 | 02/22/2016 | Claimant(s): Anita D'Aguilar, David Schachter Claimant Lawyers(s): Christine A. Page Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Erin Weesner-McKinley Arbitrator(s): Richard J. Stall Hearing Site: Los Angeles, CA
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