FINRA Awards for Joyce A. Mitchell

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-02175	02/17/2022	Claimant(s): Michael Holland Claimant Lawyers(s): Michael Bessette Respondent(s): Fifth Third Securities. Respondent Lawyers(s): David K. Montgomery Arbitrator(s): Joyce A. Mitchell, James Howell Garrison, Stephen Edwin Anderson Hearing Site: Charlotte, NC
20-01008	10/16/2020	Claimant(s): Sean Kilmartin Claimant Lawyers(s): Alex H. Kilmartin Respondent(s): Dickinson & Co. Respondent Lawyers(s): Nancy Van Hauen Arbitrator(s): Joyce A. Mitchell Hearing Site: Charlotte, NC
19-02593	07/07/2020	Claimant(s): Stephen Thomas Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Joyce A. Mitchell Hearing Site: Charlotte, NC
14-02588	12/23/2015	Claimant(s): Nicholas Messore Claimant Lawyers(s): Noah B. Peters Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Respondent Lawyers(s): Andrew R. Park Arbitrator(s): Joyce A. Mitchell, Geoffrey A. Drucker, Frank Stanley Piotrkowski Hearing Site: Washington, DC