FINRA Awards for Michael Lloyd Weisel

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-00314	12/12/2012	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Christopher Lane Respondent Lawyers(s): Laura Noble Arbitrator(s): Richard H. Potter, Michael J. Ahlstrom, Michael Lloyd Weisel Hearing Site: Raleigh, NC
08-00530	06/04/2009	Claimant(s): Wachovia Securities Claimant Lawyers(s): Brady J. Hermann Respondent(s): Charles Griffin Respondent Lawyers(s): Charles C. Griffin Arbitrator(s): Michael Lloyd Weisel, Frank Samuel Perri, John E. Baynum Hearing Site: Raleigh, NC
08-00377	10/22/2008	Claimant(s): Michael Preston Claimant Lawyers(s): Michael J. Preston Respondent(s): David Bass, Arena Capital Advisors Respondent Lawyers(s): David Bass Arbitrator(s): Thomas C. Looney, Michael Lloyd Weisel, John D. Robb Hearing Site: Raleigh, NC
06-05400	02/22/2008	Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Eric Rivenbark Respondent Lawyers(s): Eric Ryan Rivenbark Arbitrator(s): Timothy J. Wright, Michael Lloyd Weisel, Michael F. Pearl Hearing Site: Raleigh, NC