FINRA Awards for Dennis J. Concilla

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-05028	04/30/2010	Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Kenneth Boyd Respondent Lawyers(s): Dennis J. Concilla Arbitrator(s): Earl Williams, Howard A. Slater, MBA, CFP, ChFC, Shelly A. Goering Hearing Site: Cleveland, OH
09-00965	11/23/2009	Claimant(s): City Securities Corporation Claimant Lawyers(s): John T.L. Koening Respondent(s): Brian Osner, Ameriprise Financial Services. Respondent Lawyers(s): Dennis J. Concilla Arbitrator(s): R. Van Young, Raymond M. Kirtley, Eugene G. Ziobron Hearing Site: Indianapolis, IN
07-00970	02/15/2008	Claimant(s): Kevin Doss Claimant Lawyers(s): Derek C. Anderson Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Dennis J. Concilla Arbitrator(s): Roger W. Van Deusen, James A. Laurenson, Blanca E. Ortiz Hearing Site: Cleveland, OH
06-04092	10/10/2007	Claimant(s): Mark Brittan Claimant Lawyers(s): Edward F. Pohren Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Dennis J. Concilla Arbitrator(s): Richard M. Duxbury, Michael R. Wendel, Frederick S. Cassman Hearing Site: Omaha, NE