FINRA Awards for Domitilia M. dos Santos

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-02323	03/15/2019	Claimant(s): Frank Wong Claimant Lawyers(s): Jenice L. Malecki Respondent(s): MML Investors Services Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Dan Brecher, Domitilia M. dos Santos, Simone A. Muscarnera Hearing Site: New York, NY
15-00937	05/03/2017	Claimant(s): Cor Clearing LLC Claimant Lawyers(s): Lawrence Ecoff Respondent(s): Oppenheimerfunds Distributor. Respondent Lawyers(s): Michael S. Doluisio Arbitrator(s): Daniel B. Berkson, Domitilia M. dos Santos, Donald Raymond McNally Hearing Site: New York, NY
14-03110	05/05/2016	Claimant(s): Kevin Logan Claimant Lawyers(s): Kevin Logan Respondent(s): HSBC Brokerage (USA) Inc. Respondent Lawyers(s): John E. Kiley Arbitrator(s): Arnold Wagner, Domitilia M. dos Santos, James M. Rhodes Hearing Site: New York, NY
08-02792	08/11/2010	Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Deborah Dickstein Respondent(s): Bruce Gropper, Morton Gropper Respondent Lawyers(s): Bradford M. Gucciardo Arbitrator(s): Domitilia M. dos Santos, Antonio Concepcion, John Murray Carroll Hearing Site: New York, NY