Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-03280 | 01/21/2021 | Claimant(s): Robert Hart, Thomas Tonkovich Claimant Lawyers(s): Thomas H. Chiacchio Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Joseph Rudolph Guarino, James M. Rhodes, Robert J. McDonnell Hearing Site: Jersey City, NJ | ||
| 16-03665 | 09/13/2019 | Claimant(s): Gerald Sharpe Claimant Lawyers(s): John E. Lawlor Respondent(s): David Levine, David Rich, Glenn Worman, National Securities Corporation, Robert Fagenson Respondent Lawyers(s): Richard Roth Arbitrator(s): Robert J. McDonnell, Marvin L. Schuldiner, Paul G. Garjian Hearing Site: Newark, NJ |