FINRA Awards for Deana S. Peck

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00155	12/14/2022	Claimant(s): Michael Self Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Prudential Equity Group, Piper Jaffray & Co. Respondent Lawyers(s): Bridget Wherley, Jennifer E. Novoselsky Arbitrator(s): Deana S. Peck, Richard Kent Mahrle, Matthew G. McGinnis Hearing Site: Phoenix, AZ
21-02020	07/18/2022	Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Peter S. Fruin Respondent(s): Mitchell Oldewurtel Respondent Lawyers(s): Alan Baskin Arbitrator(s): Deana S. Peck, Daniel Baruch Lidawer, David F. Sargent Hearing Site: Phoenix, AZ
17-01765	12/20/2018	Claimant(s): Scottsdale Capital Advisors Corp Claimant Lawyers(s): Charles Harder Respondent(s): Eric Miller Respondent Lawyers(s): Eric Miller Arbitrator(s): Kenneth R. Johnston, Deana S. Peck, Steven M. Guttell Hearing Site: Phoenix, AZ
12-02099	11/12/2014	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Paul T. Cahill Respondent(s): Cletus Emeziem Respondent Lawyers(s): Cletus Enyinia Emeziem Arbitrator(s): Harvey C. Flodin, Deana S. Peck, John Edward Perry Hearing Site: Phoenix, AZ