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FINRA Awards for Charles Eugene Markley

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0130602/04/2010Claimant(s): Theodore Jung
Claimant Lawyers(s): Wray H. Kondo
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Peter H. Daly, Walter H. Ikeda, Charles Eugene Markley
Hearing Site: Honolulu, HI
08-0311309/14/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Jason Roberts
Respondent Lawyers(s): Jason J. Roberts
Arbitrator(s): Douglas E. DeTata, John Edward Bersin, Charles Eugene Markley
Hearing Site: San Francisco, CA

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