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FINRA Awards for W. William Harness

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0188502/07/2018Claimant(s): Rebekah Wright
Claimant Lawyers(s): Rebekah Ann Wright
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): W. William Harness
Hearing Site: Atlanta, GA
17-0157112/11/2017Claimant(s): William Blau
Claimant Lawyers(s): William Daniel Blau
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Jennifer W. Persico
Arbitrator(s): W. William Harness
Hearing Site: Charlotte, NC
11-0246504/17/2012Claimant(s): Floyd Berger
Claimant Lawyers(s): John Da Grosa Smith
Respondent(s): John Welsh
Respondent Lawyers(s): John E. Robinson
Arbitrator(s): W. William Harness
Hearing Site: Atlanta, GA
10-0574708/29/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael T. Roche
Respondent(s): Russell Hill
Respondent Lawyers(s): Russell Marvin Hill
Arbitrator(s): W. William Harness
Hearing Site: Atlanta, GA

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