FINRA Awards for John R. Michael

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-01569	06/08/2023	Claimant(s): Mamadi Kourouma Claimant Lawyers(s): Mamadi Kourouma Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): John R. Michael, Frederick Ramos, Robert S Hendricks Hearing Site: Louisville, KY		$0
19-03075	02/04/2022	Claimant(s): Dustin Luckett Claimant Lawyers(s): Michael A. Valenti Respondent(s): J.P. Morgan Securities, Todd Fannin Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): John R. Michael, David F. Barrett, Linda W. Hester Hearing Site: Louisville, KY
10-02497	02/09/2012	Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Andrew Park Respondent(s): James Onkst, Regina Onkst Respondent Lawyers(s): Stuart D. Meissner Arbitrator(s): Peter Ordower, John R. Michael, Enrico A. Mazzoli Hearing Site: Louisville, KY
09-00064	03/16/2010	Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): Thomas Widener Respondent Lawyers(s): Thomas S. Widener Arbitrator(s): Bert S Cliff, Scott H Litwin, John R. Michael Hearing Site: Cincinnati, OH