FINRA Awards for Robert D. Sussin

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Displaying 51-54 out of 54 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-04810	01/24/2012	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Mark Carberry Respondent(s): Amir Monsefi, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): John D. Vaughn, Timothy R. Pestotnik Arbitrator(s): Robert D. Sussin, Kirtley M. Thiesmeyer, Karen J. Burneff Hearing Site: Los Angeles, CA
11-02429	12/22/2011	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Angelina E. Chew Respondent(s): Robert Langley Respondent Lawyers(s): Robert John Langley Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
08-03574	08/31/2009	Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward Walton Respondent(s): Thomas Heinz Teltscher Respondent Lawyers(s): Thomas K. Heinz Teltscher Arbitrator(s): Robert D. Sussin, Gerald C. Tambe, William J. Adams Hearing Site: Los Angeles, CA
06-04210	09/05/2007	Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Thomas Volz Respondent(s): Javier Ruedas Respondent Lawyers(s): Dean R. Kitano Arbitrator(s): Robert D. Sussin, Blaine Smith, Dennis A. Torres Hearing Site: Los Angeles, CA