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FINRA Awards for Harry D. Frisch

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0038701/03/2023Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Harry D. Frisch, Sara Kula, Claudine Caracciolo
Hearing Site: New York, NY
07-0358303/09/2010Claimant(s): Wachovia Securities Financial Network
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Brad Nussbaum
Respondent Lawyers(s): Brad N. Nussbaum
Arbitrator(s): Harry D. Frisch
Hearing Site: Newark, NJ
06-0143010/26/2007Claimant(s): Anthony Tango
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Harry D. Frisch, Joseph B. Russell, Howard W. Hirschhorn
Hearing Site: Newark, NJ

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