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FINRA Awards for Victor Elting

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0255411/20/2009Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Don Steriovski
Respondent Lawyers(s): Don Steriovski
Arbitrator(s): Victor Elting
Hearing Site: Chicago, IL
08-0046505/07/2009Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Christopher Farley
Respondent Lawyers(s): Christopher B. Farley
Arbitrator(s): Donald Whiteman, Victor Elting, Jeffrey S. Fannon
Hearing Site: Chicago, IL
08-0411504/14/2009Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Gary Shorter
Respondent Lawyers(s): Gary T. Shorter
Arbitrator(s): Victor Elting
Hearing Site: Chicago, IL
06-0070012/20/2007Claimant(s): Dennis Metter, Donald Metter
Claimant Lawyers(s): Paula K. Maguire
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Jennifer R. Seltenrich
Arbitrator(s): Victor Elting, Thomas F. Ryan, Jeffrey L. Durkes
Hearing Site: Chicago, IL

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