Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02272 | 05/10/2012 | Claimant(s): Joseph K. Murphy IRA Claimant Lawyers(s): Paul D. Malmfeldt Respondent(s): Capwest Securities. Respondent Lawyers(s): Raymond W. Henney Arbitrator(s): Victor Elting, John N. Chapin, Sal Presti Hearing Site: Chicago, IL |  | $366,050 |
| 09-03662 | 06/30/2011 | Claimant(s): Frances Lebrasca Claimant Lawyers(s): Sandor Grossman Respondent(s): Barbara Regnitz, Wachovia Securities, Muneera Dawood Respondent Lawyers(s): Deirdre C. Wolff Arbitrator(s): Victor Elting, James F. Carlson, Kenneth N. Adamson Hearing Site: Chicago, IL | | Stipulated Award and Expungement |