| 13-01221 | 06/13/2014 | Claimant(s): Alexander Simanovsky
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
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| 14-00024 | 06/06/2014 | Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Harry Frisch
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Richard N. Kelmans
Hearing Site: Philadelphia, PA
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| 12-02752 | 05/21/2014 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Jonathan Kramer
Respondent(s): John Mazzarella
Respondent Lawyers(s): John Fredrick Mazzarella
Arbitrator(s): Sheldon Seligsohn
Hearing Site: Philadelphia, PA
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| 12-03242 | 05/06/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Brad Rude
Respondent Lawyers(s): Marc Durant
Arbitrator(s): Jim Geiger, John Joseph Borzi, Peter Edward Sheridan
Hearing Site: Philadelphia, PA
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| 13-03024 | 04/28/2014 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Jonathan Kramer
Respondent(s): Thomas Fletcher
Respondent Lawyers(s): Thomas A. Fletcher
Arbitrator(s): William J. Hirsch
Hearing Site: Philadelphia, PA
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| 09-00285 | 04/24/2014 | Claimant(s): Mark Singer
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira Rosenstein
Arbitrator(s): Guillermo L. Bosch, Stephen T. Mayhew, Alan J. Blocher
Hearing Site: Philadelphia, PA
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| 13-02582 | 04/23/2014 | Claimant(s): Susan Poller-Newman
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
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| 13-00870 | 04/16/2014 | Claimant(s): Boenning & Scattergood.
Claimant Lawyers(s): Frank R. Emmerich
Respondent(s): James Lennon
Respondent Lawyers(s): Jean Hanna Bickhart
Arbitrator(s): Roslyn G. Pollack, Catherine Stewart, Karen R. Perri
Hearing Site: Philadelphia, PA
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| 13-02470 | 03/26/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Melissa A. Bevilacqua
Respondent(s): Mark Parker
Respondent Lawyers(s): Mark Parker
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
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| 12-00137 | 02/21/2014 | Claimant(s): CCO Investment Services Corp., RBS Citizens, N.A.
Claimant Lawyers(s): Christine R. Fitzgerald
Respondent(s): Douglas McDermott
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): John J. Jordan, John T. Hausladen, Kenneth D. Morris
Hearing Site: Philadelphia, PA
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