Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-01561 | 01/29/2018 | Claimant(s): Thomas Howes Claimant Lawyers(s): Thomas W. Howes Respondent(s): NYLife Securities LLC, Christopher Cuneo, Daniel Frazier, David Ponder, James Robertson, Joseph Lapietra, Noel Kellert, Pragnesh Bhatt, Satchie Carvounis, Scott Potoma, Scotty Reedy, New York Life Insurance Company Respondent Lawyers(s): Brandon J. Brigham, Jeffrey A. Sturgeon Arbitrator(s): Evelyn D. Pisegna-Cook, Olivia Milbank Farrar, Valencia Renae Rainey Hearing Site: Washington, DC | ||
| 16-00314 | 03/07/2017 | Claimant(s): Beverly Carroll Claimant Lawyers(s): Robert A.W. Boraks Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Respondent Lawyers(s): David J. Sensenig Arbitrator(s): Christopher M. McMurray, Michael R. Snow, Olivia Milbank Farrar Hearing Site: Washington, DC |