Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-02375 | 03/26/2018 | Claimant(s): Brad Stark Claimant Lawyers(s): Chad Weaver Respondent(s): National Planning Corporation Respondent Lawyers(s): Scott R. Forbush Arbitrator(s): Kirtley M. Thiesmeyer, Joseph L. Hagan, Kathleen Smith Adams Hearing Site: Los Angeles, CA | ||
| 16-00546 | 06/01/2017 | Claimant(s): Farid Morim Claimant Lawyers(s): Farid Morim Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeff Wortman Arbitrator(s): Steven Gourley, Jack R. Goetz, Kathleen Smith Adams Hearing Site: Los Angeles, CA | ||
| 15-00610 | 07/07/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Shannon L. McDougald Respondent(s): John Lipari Respondent Lawyers(s): Michael E. Barmasse Arbitrator(s): Kirtley M. Thiesmeyer, Owen Frances, Kathleen Smith Adams Hearing Site: Los Angeles, CA |