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FINRA Awards for Kathleen Smith Adams

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0035302/10/2017Claimant(s): Sheila Fernandes
Claimant Lawyers(s): Shyla Fernandes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lesley V. Tepper
Arbitrator(s): Robert D. Sussin, Benjamin F. Breslauer, Kathleen Smith Adams
Hearing Site: Los Angeles, CA
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