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FINRA Awards for Frances D. Sheehy

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0025211/12/2015Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Randy Bostick
Respondent Lawyers(s): Randy Lee Bostick
Arbitrator(s): Frances D. Sheehy
Hearing Site: Boca Raton, FL
12-0042112/18/2012Claimant(s): Baerbel O'Haire, Joseph Fessler
Claimant Lawyers(s): Robert C. Harris
Respondent(s): James Gray, Kaye Gray
Respondent Lawyers(s): James Brian Gray, Kaye M. Gray
Arbitrator(s): Frances D. Sheehy, Kathy N. Novick, Sherry Puro
Hearing Site: Boca Raton, FL
Expungement
11-0234402/08/2012Claimant(s): Paulson Investment Company
Claimant Lawyers(s): Steven C. Berman
Respondent(s): John Boelke
Respondent Lawyers(s): John Raphael Boelke
Arbitrator(s): Frances D. Sheehy
Hearing Site: Ft. Lauderdale, FL
11-0134508/17/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Jonathan Benham
Respondent Lawyers(s): Jonathan Benham
Arbitrator(s): Frances D. Sheehy
Hearing Site: Ft. Lauderdale, FL
09-0597509/22/2010Claimant(s): Ron Bekins
Claimant Lawyers(s): Ron Bekins
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Frances D. Sheehy, Mary H. Cory, Charles R. Smith
Hearing Site: Boca Raton, FL

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