| 13-00921 | 12/29/2014 | Claimant(s): Alfred Tombari
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Frances D. Sheehy
Hearing Site: Boca Raton, FL
|  | Expungement |
| 09-05603 | 03/29/2011 | Claimant(s): Judy Calufetti
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Susan Gottlieb
Respondent Lawyers(s): Melinda Lucas Peevy
Arbitrator(s): Frances D. Sheehy
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 08-02926 | 09/15/2010 | Claimant(s): Ward Waldman Real Estate Services, Aaron E. Waldman and Patricia Waldman
Claimant Lawyers(s): Aaron Everett Waldman, Patricia Ward
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David Smitham
Arbitrator(s): Frances D. Sheehy, Kathy N. Novick, Arnold Levine
Hearing Site: Boca Raton, FL
| | $300 |
| 09-06414 | 04/28/2010 | Claimant(s): S. McKittrick Trust, TTEE Sharon McKittr
Claimant Lawyers(s): Sharon McKittrick Coulton
Respondent(s): David Goldberg, UBS Financial Services Inc., Loy McGowan, Scott Vehslage
Respondent Lawyers(s): Alise Johnson
Arbitrator(s): Frances D. Sheehy
Hearing Site: Boca Raton, FL
| | $2,225 |
| 07-03176 | 04/23/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): John Patton
Respondent Lawyers(s): John Patton
Arbitrator(s): Frances D. Sheehy
Hearing Site: Boca Raton, FL
| | $0 |
