FINRA Awards for David W. Dresnick

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-01386	07/03/2013	Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Joseph Buchanan Respondent Lawyers(s): Joseph Buchanan Arbitrator(s): Mark S. Priver, David W. Dresnick, Daniel R. Brush Hearing Site: Los Angeles, CA
11-00911	10/23/2012	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Julianne L. Peck Respondent(s): Barbara Horvath Respondent Lawyers(s): Jeffrey K. Compton Arbitrator(s): Michael G. Clark, Barton J. Brewer, David W. Dresnick Hearing Site: Los Angeles, CA
07-00446	07/31/2008	Claimant(s): Brent Cowin, Rock Mirich Claimant Lawyers(s): Marie Mirch Respondent(s): David Winchell, Jeffrey Graves, Julie Castle, Keith Schmidt, Lisa Dry, Mary With, Matthew Howard, Banc of America Investment Services Inc., Pat Jagielski, William Tanem, Bank of America Respondent Lawyers(s): Bryce K. Kunimoto Arbitrator(s): David W. Dresnick, Geoffrey A. VanderPal, Paul E. Dahlman Hearing Site: Las Vegas, NV