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FINRA Awards for Adam Kauff

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0349608/21/2017Claimant(s): Charles Day
Claimant Lawyers(s): Amy B. Bard
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Lynne M. Reid-McQueen
Hearing Site: New York, NY

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