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FINRA Awards for 1717 Capital Management Company

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0285606/05/2024Claimant(s): Gary Borowiec
Claimant Lawyers(s): Alex Padla
Respondent(s): 1717 Capital Management Company
Respondent Lawyers(s): Daniela Paez
Arbitrator(s): Alice E. Winkler
Hearing Site: Jersey City, NJ
23-0255905/21/2024Claimant(s): Thomas Rapp
Claimant Lawyers(s): Brian Luther
Respondent(s): 1717 Capital Management Company
Respondent Lawyers(s): Daniela Paez
Arbitrator(s): Serge Krimnus
Hearing Site: Jersey City, NJ
17-0076106/21/2018Claimant(s): Michael Luftman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): 1717 Capital Management Company, Metropolitan Life Insurance Company
Respondent Lawyers(s): Christopher C. Coss, Joseph J. Prochaska
Arbitrator(s): Martin Mushkin
Hearing Site: New York, NY

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