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FINRA Awards for 1717 Capital Management Company

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0052406/09/2014Claimant(s): Nurettin Sabuncu, Nory Construction Company.
Claimant Lawyers(s): Paul L. Leclair
Respondent(s): John Bleier, Richard Curtis, Thomas Bonadio, 1717 Capital Management Company, Hornor, Townsend & Kent.
Respondent Lawyers(s): David Rothenberg, Margaret F. Swetman, Natalie T. Furniss
Arbitrator(s): Karin A. Schlosser, Krista Gottlieb, Michael George Whelan
Hearing Site: Buffalo, NY
Checkmark Icon$0
09-0020011/22/2010Claimant(s): John Grimes
Claimant Lawyers(s): John W. Grimes
Respondent(s): Roy Neal, 1717 Capital Management Company
Respondent Lawyers(s): Joseph J. Dehner, Natalie T. Furniss
Arbitrator(s): Bert S Cliff, Bill Swinford, Robert Economou
Hearing Site: Cincinnati, OH
Checkmark Icon$0
06-0230710/15/2008Claimant(s): Robert J. and Betty J. Treat
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): 1717 Capital Management Company
Respondent Lawyers(s): Natalie T. Furniss
Arbitrator(s): Mark D. Sadow, John R. Loss, Jeffrey Caleb Etter
Hearing Site: St. Louis, MO
Checkmark Icon$99,295
03-0041910/10/2008Claimant(s): Melanie Vlosky
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Alison Naylor, Brian Jensen, 1717 Capital Management Company
Respondent Lawyers(s): Brian Jensen, Christopher C. Coss
Arbitrator(s): John F. Heimerdinger, Michael E. Silverman, Daniel M. Mandil
Hearing Site: New York, NY
Checkmark IconStipulated Award and Expungement

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