| 12-04247 | 10/24/2013 | Claimant(s): Ben Brissi
Claimant Lawyers(s): Ben B. Brissi
Respondent(s): Bradley Reifler, Christopher Engel, David Wasitowski, Forefront Capital Management, Forefront Capital Markets LLC, Forefront Management Group
Respondent Lawyers(s): Carolina Reynolds
Arbitrator(s): Jettie K. Thomas
Hearing Site: New York, NY
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| 11-03603 | 07/15/2013 | Claimant(s): E1 Asset Management.
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Charles Kleinbaum, Robert I. Adler, Jettie K. Thomas
Hearing Site: New York, NY
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| 08-01521 | 06/26/2009 | Claimant(s): Theodore Kunz
Claimant Lawyers(s): Theodore C Kunz
Respondent(s): Abel/Noser Corp.
Respondent Lawyers(s): David M. Sobel
Arbitrator(s): Jettie K. Thomas, Leona Beane, Nancy S. Gerber
Hearing Site: New York, NY
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| 08-00569 | 01/29/2009 | Claimant(s): Glendale Securities.
Claimant Lawyers(s): Scott G. Monson
Respondent(s): Bruce Blatman, Wendy Epps
Respondent Lawyers(s): Bruce W. Barnes, Richard Goble
Arbitrator(s): Jettie K. Thomas
Hearing Site: New York, NY
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