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FINRA Awards for Jeffrey W. Finke

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Displaying 11-15 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0215906/16/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): John Ohara
Respondent Lawyers(s): John Jerome Ohara
Arbitrator(s): Jeffrey W. Finke
Hearing Site: Louisville, KY
10-0396704/04/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Gregory Januleski
Respondent Lawyers(s): Gregory John Januleski
Arbitrator(s): Jeffrey W. Finke
Hearing Site: Cincinnati, OH
08-0349104/01/2010Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): David Lee
Respondent(s): Bart Ellis
Respondent Lawyers(s): Michael E. Lavelle
Arbitrator(s): Jeffrey W. Finke, Elizabeth C. Burton, Elayne Morgan
Hearing Site: Chicago, IL
08-0053412/12/2008Claimant(s): Michael Macis
Claimant Lawyers(s): Michael A. Macis
Respondent(s): Raymond Shimizu, Metropolitan Life Insurance Company
Respondent Lawyers(s): Heather A. Bailey
Arbitrator(s): William J. Bayer, Jeffrey W. Finke, Marilee Roberg
Hearing Site: Chicago, IL
06-0028108/06/2007Claimant(s): Elizabeth Purcell
Claimant Lawyers(s): Michael B. Roche
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Stuart M. Widman, Jeffrey W. Finke, Irving A. Chesler
Hearing Site: Chicago, IL

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