| 20-03004 | 03/31/2021 | Claimant(s): Thomas Weissenburger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert Rudnicki
Arbitrator(s): Frederick Ramos
Hearing Site: Des Moines, IA
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| 19-02914 | 04/17/2020 | Claimant(s): Barry Eller
Claimant Lawyers(s): Barry Carson Eller
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Marcia A. Washkuhn
Arbitrator(s): Terrence J. Fleming, Barry Goldman, Leo G. Stern
Hearing Site: Des Moines, IA
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| 19-00722 | 12/20/2019 | Claimant(s): James Sandager
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): William M. Azkoul
Hearing Site: Des Moines, IA
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| 19-00451 | 10/01/2019 | Claimant(s): Russell Nieland
Claimant Lawyers(s): Matt Wolper
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Bethmarie Bohn
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Des Moines, IA
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| 19-00256 | 08/23/2019 | Claimant(s): Chad Andrews
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Barry Goldman
Hearing Site: Des Moines, IA
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| 18-02971 | 03/27/2019 | Claimant(s): Arthur Dinkin
Claimant Lawyers(s): Arthur Lawrence Dinkin
Respondent(s): Lisa Smith, Robert Sherwood, Thomas Sherzan, Broker Dealer Financial Services Corp.
Respondent Lawyers(s): Lisa Marie Smith, Michael Sherzan, Robert Donald Sherwood, Thomas Edward Sherzan
Arbitrator(s): Michael J. Meeusen
Hearing Site: Des Moines, IA
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| 18-00197 | 02/28/2019 | Claimant(s): Linda Cook
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Des Moines, IA
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| 17-00502 | 01/31/2019 | Claimant(s): Michael Zeran
Claimant Lawyers(s): Israel Klein
Respondent(s): Bancwest Investment Services.
Respondent Lawyers(s): Marko Mrkonich
Arbitrator(s): Avery B. Goodman, Danielle L. Anderson, Alain Frecon
Hearing Site: Des Moines, IA
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| 17-01870 | 10/25/2018 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Randyl Taber
Respondent Lawyers(s): Gail Boliver
Arbitrator(s): Robert J. Scafuri, Mark A. Frankel, Robert D Lawson
Hearing Site: Des Moines, IA
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| 17-03365 | 08/31/2018 | Claimant(s): William Elson
Claimant Lawyers(s): Michael Bessette
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): M. W. Gear
Hearing Site: Des Moines, IA
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