FINRA Awards for Phillip Lee Scheldt

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-02027	08/21/2014	Claimant(s): Kari Taylor Claimant Lawyers(s): Kari Taylor Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): John Starnes Arbitrator(s): Diane Muse, Phillip Lee Scheldt, Daniel A. Kile Hearing Site: Dallas, TX
10-05351	01/03/2014	Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Anthony Vaccaro Respondent Lawyers(s): Kenneth A. Zimmern Arbitrator(s): Phillip Lee Scheldt, Simeon R. Trotter, Earle J. Schwarz Hearing Site: Dallas, TX
12-02697	09/09/2013	Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Dominique Heller Respondent(s): Sandra Macdowell Respondent Lawyers(s): Mark A. Hendrix Arbitrator(s): Phillip Lee Scheldt Hearing Site: Dallas, TX
10-03097	11/11/2011	Claimant(s): Mel Schonhorst Claimant Lawyers(s): Robert M. Thornton Respondent(s): RBC Capital Markets LLC, William Gumbert Respondent Lawyers(s): Richard A. Rohan Arbitrator(s): Kenneth D. Bingham, Phillip Lee Scheldt, Lawrence R. Maxwell Hearing Site: Dallas, TX