Potomac Analytics' Logo

FINRA Awards for John W. Joyce

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0405607/28/2022Claimant(s): Eilesia Dixon
Claimant Lawyers(s): Frank Breese
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): John W. Joyce
Arbitrator(s): Stuart K. Furman, Lenderrick Taylor, Deanisha Franchae Hopson
Hearing Site: Jackson, MS
21-0113610/26/2021Claimant(s): LPL Financial LLC
Claimant Lawyers(s): John W. Joyce
Respondent(s): Atif Mughal
Respondent Lawyers(s): Atif Iqbal Mughal
Arbitrator(s): Douglas Wade Carvell
Hearing Site: Dallas, TX
21-0154409/14/2021Claimant(s): LPL Financial LLC
Claimant Lawyers(s): John W. Joyce
Respondent(s): Cesar Olivares
Respondent Lawyers(s): Cesar Emilio Olivares
Arbitrator(s): Michael S. Yauch
Hearing Site: Houston, TX
20-0343803/31/2021Claimant(s): LPL Financial LLC
Claimant Lawyers(s): John W. Joyce
Respondent(s): Jacob Franco
Respondent Lawyers(s): Jacob Franco
Arbitrator(s): F. Guthrie Castle
Hearing Site: Albuquerque, NM
20-0341503/04/2021Claimant(s): LPL Financial LLC
Claimant Lawyers(s): John W. Joyce
Respondent(s): Jameile Cawley
Respondent Lawyers(s): Jameile D. Cawley
Arbitrator(s): B. John Dill
Hearing Site: Boston, MA
16-0254309/11/2017Claimant(s): Paul Saltaformaggio
Claimant Lawyers(s): John W. Joyce
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton, Jr.
Arbitrator(s): Dale A. Kaliszeski, Ashley Lucile Belleau, Onnig Hatchig Dombalagian
Hearing Site: New Orleans, LA

6 Results

Display: