Potomac Analytics' Logo

FINRA Awards for Douglas Smith

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0270903/03/2016Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Douglas Smith
Respondent Lawyers(s): Gregory D. Ellis
Arbitrator(s): Gene E. Carasick, Harry G. Mason, Brian Walsh Devlin
Hearing Site: Atlanta, GA
08-0312304/30/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Gilbert W. Boyce
Respondent(s): Bruce Wall, David Mattia, Douglas Smith, George Dunn, Jeffrey Santos, Jeffrey Wagner, Lori Van Dusen, Peter Dunne, Richard Vankuren, Thomas Hawks, Winship Ross
Respondent Lawyers(s): Judd Spray, Marc Greenwald, Peter E. Calamari
Arbitrator(s): Robert Paulger Linn, Albert D. Sturtevant, Baunita M. Greer
Hearing Site: Washington, DC

2 Results

Display: