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FINRA Awards for PHX Financial.

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0274005/16/2024Claimant(s): Donald Durando
Claimant Lawyers(s): Joshua Kons
Respondent(s): PHX Financial.
Respondent Lawyers(s): Kevin Chen
Arbitrator(s): Laura Carraher, Nancy Kramer, Maurice W Heller
Hearing Site: New York, NY
22-0125503/02/2023Claimant(s): Serge Parakhnevich
Claimant Lawyers(s): Thomas J. McCabe
Respondent(s): Aegis Capital Corp., PHX Financial.
Respondent Lawyers(s): Kevin Meade, Phillip McKie
Arbitrator(s): Lise Gabrielle Hunter, Rena E. Grossfield, April D. Bowie
Hearing Site: New York, NY
16-0182311/14/2016Claimant(s): PHX Financial.
Claimant Lawyers(s): Sean Case
Respondent(s): Daniel Michelman
Respondent Lawyers(s): Daniel Keenan Michelman
Arbitrator(s): Khadijah B. Matin
Hearing Site: New York, NY

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