FINRA Awards for UBS Financial Services Inc. Of PR

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Displaying 81-90 out of 101 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-00671	09/04/2019	Claimant(s): Rafael Rivera Claimant Lawyers(s): Linette Figueroa Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto C. Quinones-Rivera Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
19-00469	08/27/2019	Claimant(s): Sonia Pou Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto C. Quinones-Rivera Arbitrator(s): Stuart K. Furman Hearing Site: San Juan, PR
19-00589	08/23/2019	Claimant(s): Xavier Aguayo Diaz Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto Quinones Rivera Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
19-00384	08/15/2019	Claimant(s): David Rojas Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto Quinones-Rivera Arbitrator(s): Barth Satuloff Hearing Site: San Juan, PR
19-00366	07/23/2019	Claimant(s): Alfonso Boneta Claimant Lawyers(s): Linette Figueroa Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto C. Quinones-Rivera Arbitrator(s): Elena G. Rodriguez Hearing Site: San Juan, PR
19-00365	06/26/2019	Claimant(s): Angel Canabal Claimant Lawyers(s): Linette Figueroa Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto C. Quinones Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
18-04271	05/01/2019	Claimant(s): Thomas Garity Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto C. Quinones-Rivera Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
18-04316	04/26/2019	Claimant(s): Wilson Colberg-Trigo Claimant Lawyers(s): Enrique J. Mendoza-Mendez Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Carlos A. Bobonis, Kathryn Perreault Arbitrator(s): Gerald Silverman, Victor Calderon, Amalia Eugenia Cardona-Fuster Hearing Site: San Juan, PR
18-03558	04/23/2019	Claimant(s): Hermann Hertell Claimant Lawyers(s): Linette Figueroa Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto C. Quinones-Rivera Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
18-03001	04/17/2019	Claimant(s): David Rojas Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Isabel Torres-Sastre Arbitrator(s): Seth L. Finkel Hearing Site: San Juan, PR