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FINRA Awards for Hermann Hertell

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0355804/23/2019Claimant(s): Hermann Hertell
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto C. Quinones-Rivera
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR

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