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FINRA Awards for Townsend & Kent.

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0080908/16/2024Claimant(s): Ariel Tavor
Claimant Lawyers(s): Ariel Tavor
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
23-0121611/20/2023Claimant(s): James Cipriotti
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
21-0303906/02/2023Claimant(s): Benjamin Zimbel
Claimant Lawyers(s): Alan D. Rose
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
17-0295306/06/2018Claimant(s): Michael Butterworth
Claimant Lawyers(s): Edwin L. Stock
Respondent(s): Equity Services., Hornor, Townsend & Kent., MML Investors Services
Respondent Lawyers(s): Derek C. Anderson, George D. Fagan, Julie E. Ravis
Arbitrator(s): Louis H. Miron, Edward Blumstein, Glenn J. Hansen
Hearing Site: Wilmington, DE

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