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FINRA Awards for Raha Assadi

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0243302/17/2021Claimant(s): Equitable Advisors, Equitable Network
Claimant Lawyers(s): Raha Assadi
Respondent(s): Michael Gopie
Respondent Lawyers(s): Michael P. Gopie
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY
20-0339302/02/2021Claimant(s): Equitable Advisors, Equitable Network
Claimant Lawyers(s): Raha Assadi
Respondent(s): Patrick Carberry
Respondent Lawyers(s): John F. O'Riordan
Arbitrator(s): John F. Burns
Hearing Site: Philadelphia, PA
20-0244201/25/2021Claimant(s): Equitable Advisors, Equitable Network
Claimant Lawyers(s): Raha Assadi
Respondent(s): Thomas Rohan
Respondent Lawyers(s): Thomas Patrick Rohan
Arbitrator(s): Robert J. Scafuri
Hearing Site: Buffalo, NY
19-0346903/04/2020Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Raha Assadi
Respondent(s): Scott McVicker
Respondent Lawyers(s): Scott Evans McVicker
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Denver, CO

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