FINRA Awards for Lincoln Financial Advisors Corporation

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-20 out of 30 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-02834	04/26/2021	Claimant(s): William Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle B. Osting Arbitrator(s): Michael James Malone Hearing Site: Washington, DC
20-02938	03/23/2021	Claimant(s): William Young Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX
20-01893	03/01/2021	Claimant(s): Chadwick Watson, Jeffrey Furniss Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle B. Osting Arbitrator(s): Thomas J. Dolina Hearing Site: Baltimore, MD
20-01624	02/12/2021	Claimant(s): David Ellowitch Claimant Lawyers(s): Paula D. Shaffner Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA
19-00395	10/21/2020	Claimant(s): Brian Kennedy, Vincent Catalano Claimant Lawyers(s): David J. Freniere Respondent(s): John Dimonda, Lincoln Financial Advisors Corporation Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): John J. Jordan, Louis P. Wagman, Stephen Samuel Werner Hearing Site: Philadelphia, PA
20-01133	09/25/2020	Claimant(s): Bruce Linger Claimant Lawyers(s): Paula D. Shaffner Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ
19-02687	07/22/2020	Claimant(s): Jon Bicknell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA
19-01864	02/27/2020	Claimant(s): Nick Meyers, Philip Stern Claimant Lawyers(s): Eric A. Michaels Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle Osting Arbitrator(s): Jim Geiger Hearing Site: Wilmington, DE
18-01168	01/22/2019	Claimant(s): Brandi Stahl Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Andrew S. Azarmi Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA
18-00797	11/19/2018	Claimant(s): Jeff Maas Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Andrew S. Azarmi Arbitrator(s): Sterling N. Frost Hearing Site: San Francisco, CA