FINRA Awards for Chad Weaver

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Displaying 31-35 out of 35 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-00405	01/12/2018	Claimant(s): Daniel Ahmad Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Planning Corporation, QA3 Financial Corp. Respondent Lawyers(s): Chad Weaver, Stephen K. Wild Arbitrator(s): John J. Fitzpatrick Hearing Site: San Francisco, CA
16-02910	05/24/2017	Claimant(s): Christine Orta, John Lindsey Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
16-01142	12/22/2016	Claimant(s): Brad Stark Claimant Lawyers(s): Chad Weaver Respondent(s): National Planning Corporation Respondent Lawyers(s): Scott R. Forbush Arbitrator(s): Norman Cousins Sasamori, Milton N. Gross, Andrew Corell Wahrenbrock Hearing Site: Los Angeles, CA
15-02303	03/18/2016	Claimant(s): Securities America. Claimant Lawyers(s): Chad Weaver Respondent(s): Derek Miller Respondent Lawyers(s): Derek Lee Miller Arbitrator(s): Jonathan H. Krotinger Hearing Site: Los Angeles, CA
11-03423	12/12/2012	Claimant(s): Tappan Merrick Claimant Lawyers(s): David Chun Respondent(s): Dean McGill, Ameriprise Financial Services., Robert Stern Respondent Lawyers(s): Chad Weaver Arbitrator(s): Laurel Littman Gothelf, William Michael Samsel, Roger Gilbert Hearing Site: San Francisco, CA