FINRA Awards for Walter M. Schackman

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-02937	11/26/2013	Claimant(s): Morgan Stanley Claimant Lawyers(s): Deborah G. Evans Respondent(s): David Honigstock Respondent Lawyers(s): Paul A. Lieberman Arbitrator(s): Charles L. Henderson, Elizabeth Elster Granville, Walter M. Schackman Hearing Site: New York, NY
09-06242	02/24/2012	Claimant(s): Susan O'Rourke Claimant Lawyers(s): Andrea M. Paparella Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Paul S. Biederman, Walter M. Schackman, Joshua Mark Zucker Hearing Site: New York, NY
10-02848	11/23/2011	Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Alan S. Brodherson Respondent(s): H. Huss Respondent Lawyers(s): Lawrence C. Glynn Arbitrator(s): Walter M. Schackman, Walter W. Jensen, Margaret Leggett Tarver Hearing Site: Newark, NJ
08-03790	05/10/2011	Claimant(s): Charles Churchill Claimant Lawyers(s): Richard J. Braun Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kenneth W. DiGia Arbitrator(s): Walter M. Schackman, Francis Carling, David R. Foley Hearing Site: New York, NY