FINRA Awards for Theresa Joan Rosenberg

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-02624	07/01/2024	Claimant(s): Sheree Gaines-Lawrence Claimant Lawyers(s): Sheree Gaines-Lawrence Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Paul Yarns Arbitrator(s): Linda A. Allen, Theresa Joan Rosenberg, Arlene Simon Backman Hearing Site: Charlotte, NC
23-02986	03/08/2024	Claimant(s): Christopher Leak Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Brandy Fernandez Arbitrator(s): Theresa Joan Rosenberg Hearing Site: Charlotte, NC
22-02127	02/28/2023	Claimant(s): Woodbury Financial Services. Claimant Lawyers(s): Jennifer R. Cox Respondent(s): Timothy Phenecie Respondent Lawyers(s): Timothy M. Phenecie Arbitrator(s): Theresa Joan Rosenberg Hearing Site: Charlotte, NC
16-03523	03/21/2018	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Todd Ratner Respondent(s): Mark Anthony Respondent Lawyers(s): Bryant Duke Paris III Arbitrator(s): Fred Kelner, Margaret Elizabeth Gee, Theresa Joan Rosenberg Hearing Site: Raleigh, NC