| 07-02850 | 05/06/2008 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Jeffrey Bacon
Respondent Lawyers(s): Jeffrey R. Bacon
Arbitrator(s): Amy Lampert, Sharon L. Monroe, Daniel J. Candura
Hearing Site: Boston, MA
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| 05-02411 | 02/20/2008 | Claimant(s): Thomas Fitzgerald
Claimant Lawyers(s): J. Steven Parker
Respondent(s): Ameriprise Advisor Services., H & R Block.
Respondent Lawyers(s): Robert M. Vercruysse
Arbitrator(s): Dana R. Dawe, Martin I. Reisig, Mayra Adela Rodriguez
Hearing Site: Detroit, MI
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| 07-00960 | 02/07/2008 | Claimant(s): Edgar Barron
Claimant Lawyers(s): Edgar Rene Barron
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Kathleen A. Dedenbach
Arbitrator(s): John R. Main, Warren A. Forest, Benjamin E. Fisher
Hearing Site: Orlando, FL
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| 06-03220 | 01/17/2008 | Claimant(s): Maria Tsalis
Claimant Lawyers(s): Joseph A. Golden
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Robert M. Vercruysse
Arbitrator(s): Barry Goldman, Benjamin A. Kerner, Veronique M. Liem
Hearing Site: Detroit, MI
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| 06-01350 | 11/27/2007 | Claimant(s): Barbara Kesterson
Claimant Lawyers(s): John L. Hampton
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Kathleen Dedenbach
Arbitrator(s): David A. Nixon, James A. Hayes, Michael A. Kleinman
Hearing Site: Kansas City, MO
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| 07-00255 | 11/15/2007 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Tara Richardson
Respondent Lawyers(s): Steven G. Wenzel
Arbitrator(s): Stephen P. Savitt, L. Matthew Byrd, Daniel B. Daugherty
Hearing Site: Tampa, FL
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