Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00294 | 10/08/2019 | Claimant(s): Charles Smith Claimant Lawyers(s): Michael O'Gara Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 18-00523 | 06/25/2019 | Claimant(s): Laurence Pierron Claimant Lawyers(s): Laurence Pierron Respondent(s): Ameriprise Financial Services., Jennifer Ibarguen Respondent Lawyers(s): Gerry A. Giurato Arbitrator(s): Patricia Beaujean Lehtola, Andrea U. Calve, Henry J. Ackels Hearing Site: Dallas, TX | ||
| 18-02908 | 06/17/2019 | Claimant(s): Marvin Ferguson Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wachovia Securities Inc. Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 12-02472 | 12/04/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg Respondent(s): Terry Williamson Respondent Lawyers(s): D. Craig Brinker Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 12-01028 | 08/13/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael T. Roche Respondent(s): Jay Nisbet Respondent Lawyers(s): Jay Michael Nisbet Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 11-00856 | 02/16/2012 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Ira N. Glauber Respondent(s): William Bentley Respondent Lawyers(s): William B. Bentley Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 10-04701 | 04/12/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): James Van Dyke Respondent(s): Robert Nethery Respondent Lawyers(s): Robert Curtis Nethery Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX |