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FINRA Awards for Raymond W. Snow

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0312711/09/2016Claimant(s): Alisa Jaffe
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Scott Strochak
Respondent Lawyers(s): W. Scott Turnbull
Arbitrator(s): Monica I. Salis, Raymond W. Snow, Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
12-0321211/19/2013Claimant(s): Douglas Jones
Claimant Lawyers(s): Rose M. Schindler
Respondent(s): Matthew Iak, Westmoreland Capital Corporation
Respondent Lawyers(s): Marissa A. Coheley
Arbitrator(s): Gloria O. North, Raymond W. Snow, Steven E. Eisenberg
Hearing Site: Ft. Lauderdale, FL
09-0248003/24/2010Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Bradley Sustrin
Respondent Lawyers(s): Bradley A. Sustrin
Arbitrator(s): Raymond W. Snow
Hearing Site: Boca Raton, FL
09-0013108/10/2009Claimant(s): BBVA Securities of Puerto Rico.
Claimant Lawyers(s): Sonia Marbarak
Respondent(s): Frank Rivera
Respondent Lawyers(s): Frank R. Rivera
Arbitrator(s): Raymond W. Snow
Hearing Site: San Juan, PR
07-0033309/10/2007Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Jerad Rissler
Respondent(s): Jason Blum
Respondent Lawyers(s): Jason H. Blum
Arbitrator(s): Lanny M. Leff, John Uustal, Raymond W. Snow
Hearing Site: Boca Raton, FL

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