FINRA Awards for Thomas C. Costello

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-00724	07/23/2018	Claimant(s): Charles Laubach Claimant Lawyers(s): Thomas C. Costello Respondent(s): Stephanie Elliott, Talbot Albert, Chapin Davis. Respondent Lawyers(s): Priscilla A. Donovan Arbitrator(s): David L. Ruderman, John Leslie Coker, Debra Robina Curtis-Petties Hearing Site: Baltimore, MD
14-00233	05/20/2015	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Robert L Herskovits Respondent(s): Peter Foote Respondent Lawyers(s): Thomas C. Costello Arbitrator(s): Karen V. Cunningham, Jane C. Carney, Sandra Holmes Hearing Site: Baltimore, MD
12-01480	05/09/2014	Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Elizabeth A. Arismendy Respondent(s): Christopher Mamunes Respondent Lawyers(s): Thomas C. Costello Arbitrator(s): Gordon M. Wase Hearing Site: Baltimore, MD
09-01368	09/29/2009	Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Thomas J. Momjian Respondent(s): James Hodges Respondent Lawyers(s): Thomas C. Costello Arbitrator(s): AnnDrea M. Benson, Marian Smith Glenn, J. Snowden Stanley Hearing Site: Baltimore, MD
08-00928	04/14/2009	Claimant(s): H. Scherr Claimant Lawyers(s): Thomas C. Costello Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Julianne L. Peck Arbitrator(s): Lloyd Haas, T.S.L. Perlman, Ellen F. Kandell Hearing Site: Baltimore, MD