FINRA Awards for Peter A.P. Dunlop

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-01568	07/13/2017	Claimant(s): Louis Falvo Claimant Lawyers(s): Peter J. Glennon Respondent(s): Morgan Stanley, Morgan Stanley & Co. Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Michael P. Hennigan, Peter A.P. Dunlop, Paul Tichauer Hearing Site: Buffalo, NY
13-01697	01/15/2016	Claimant(s): Jean Marie Hart, Michael Hearn, Genesse Capital Advisors Claimant Lawyers(s): John E. MacDonald Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): David S. Billet, Patrick M. Markey, Peter A.P. Dunlop Hearing Site: Syracuse, NY
11-03289	06/18/2012	Claimant(s): Wall Street Financial Group. Claimant Lawyers(s): Michael Schwartzberg Respondent(s): Walter Grenda Respondent Lawyers(s): Walter Grenda Arbitrator(s): Peter A.P. Dunlop Hearing Site: Buffalo, NY
10-03651	10/21/2011	Claimant(s): David Middlemiss Claimant Lawyers(s): Leigh A. Lieberman Respondent(s): Garry Payne, LFA, LimitedLiability Company, Lincoln Financial Advisors Corporation, Lincoln Life&Annuity Company of New York Respondent Lawyers(s): Brian J. Butler Arbitrator(s): Frank C. Fogl, Stuart A. Ober, Peter A.P. Dunlop Hearing Site: Syracuse, NY