| 12-02012 | 02/13/2015 | Claimant(s): Caroline Samuel Trust by Canadaigua Nati, Samuel Family Trust by Rebecca and Richa
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Christine Samuel, Richard Oaster, Ensemble Financial Services.
Respondent Lawyers(s): George D. Sullivan, James E. Metzler, Luigi Spadafora
Arbitrator(s): Daniel M. Mankowski, Peter A.P. Dunlop, Edmund Viele
Hearing Site: Syracuse, NY
|  | $1,200,000 |
| 10-05055 | 08/09/2011 | Claimant(s): Richard Skop and Lynne Skop
Claimant Lawyers(s): Jeffrey B. Kelvin
Respondent(s): Wells Fargo Advisors, Elaine Regan
Respondent Lawyers(s): Elaine Juliano Regan, Patricia E. Cowart
Arbitrator(s): Daniel M. Mankowski, Gust D. Servis, Peter A.P. Dunlop
Hearing Site: Buffalo, NY
| | $0 |
| 10-02791 | 06/29/2011 | Claimant(s): Eugene Colucci
Claimant Lawyers(s): Donald G. McGrath
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Jeffrey Mark Schwartz, Eugene M. Setel, Peter A.P. Dunlop
Hearing Site: Buffalo, NY
| | $0 |
| 09-00329 | 07/30/2010 | Claimant(s): Rohan Russell
Claimant Lawyers(s): Rohan Russell
Respondent(s): Northgate Securities.
Respondent Lawyers(s): Kenneth C. Courville
Arbitrator(s): David Buch, Jeffrey Mark Schwartz, Peter A.P. Dunlop
Hearing Site: Buffalo, NY
| | $81,500 |
